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Registered advisor
R•••• M• A••••••
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••wirehouseEgg Harbor Township, Nj dual registrantIAPD 2164306
Feed of 09/15/2026
Also filed as R•••• M•••••• A••••••••• M• A••••••
At current firm
17 y
since May 29, 2009
In the industry
32 y
since Feb 10, 1994 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince May 29, 2009 · Egg Harbor Township, Nj
- U•• F•••••••• S••••••• I••• wirehouseMay 23, 2002 to Jun 18, 2009 · Northfield, Nj
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jun 18, 2009, registered May 29, 2009 (-20 days) · Wirehouse to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address