DFX Intelligence
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G•••••• C•••• P••••••
Senior Vice President/Investmentsat S•••••• N••••••• • C••••••• I•••••••••Dual registrant· Montgomery, AlIAPD 2186518
As of · the IAPD feed
- At current firm
- 3 y
- In the industry
- 34 y
- Prior registered firms
- 2
- Signals
- 1
since Jun 27, 2023
As of · the IAPD feed
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Professional profileWhat is shown hereOnly business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
title, designations and roles as the firm prints them
- Title
- Senior Vice President/Investmentsreportedstifel.comfirm site, Sep 24, 2026
Registration history
IAPD current and previous registrations
- S•••••• N••••••• • C••••••• I••••••••• national BD currentsince Jun 27, 2023 · Montgomery, Al
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseApr 30, 2009 to Jun 20, 2023 · Montgomery, Al
- C•••••••• G••••• M•••••• I••• BD affiliatedJan 2, 2002 to May 19, 2009 · Montgomery, Al
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to S•••••• N••••••• • C••••••• I•••••••••left Jun 20, 2023, registered Jun 27, 2023 (7 days) · Wirehouse to affiliated broker-dealer or bank
- C•••••••• G••••• M•••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left May 19, 2009, registered Apr 30, 2009 (-19 days) · Other
Signals
- ••• LockedJun 20, 2023 · Advisor changed firm · fact
Transition signals
No combined mobility score is published yet. The signals above are on record, each with its own history and base rate.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address