DFX Intelligence
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Registered advisor
R••••• P••••• R•••••
Feed of 09/14/2026
At current firm
8 y
since Apr 23, 2018
In the industry
34 y
since Mar 6, 1992 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• • A••••••••• I••• national BD currentsince Apr 23, 2018 · Weston, Fl
- A••••••••• F•••••••• S•••••••• L•• national BDSep 27, 2010 to Apr 23, 2018 · Ft. Lauderdale, Fl
- C•••••••• G••••• M•••••• I••• BD affiliatedJul 31, 1993 to Apr 24, 2008 · Hallandale, Fl
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to R•••••• J•••• • A••••••••• I•••left Apr 23, 2018, registered Apr 23, 2018 (0 days) · Affiliated broker-dealer or bank to another
- C•••••••• G••••• M•••••• I••• to A••••••••• F•••••••• S•••••••• L••left Apr 24, 2008, registered Sep 27, 2010 (886 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address