DFX Intelligence
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Registered advisor
M••• J••••• S••••••
Feed of 09/15/2026
At current firm
15 y
since Aug 12, 2011
In the industry
34 y
since Mar 9, 1992 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Aug 12, 2011 · Blairsville, Ga
- S••••••••• A•••••• A•••••••• I••• formerDec 3, 2003 to Aug 9, 2011 · Atlanta, Ga
- V••••••• I••••••••• A•••••••• I••• unclassifiedApr 16, 2003 to Dec 2, 2003 · Atlanta, Ga
Moves
a registration end followed by a registration begin elsewhere
- S••••••••• A•••••• A•••••••• I••• to L•• F•••••••• L••left Aug 9, 2011, registered Aug 12, 2011 (3 days) · Other
- V••••••• I••••••••• A•••••••• I••• to S••••••••• A•••••• A•••••••• I•••left Dec 2, 2003, registered Dec 3, 2003 (1 day) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address