DFX Intelligence
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Registered advisor
M•••••• E••• C•••••
Feed of 09/15/2026
At current firm
4 y
since Mar 16, 2022
In the industry
34 y
since Apr 7, 1992 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Mar 16, 2022 · Shelby Township, Mi
- L•• F•••••••• L•• BD affiliatedJun 29, 2010 to May 2, 2022 · Shelby Township, Mi
- C•• F•••••••• G••••• I••• unclassifiedMay 8, 2009 to Dec 10, 2009 · Shelby Township, Mi
- C•• F•••••••• G••••• I••• unclassifiedJun 18, 2008 to Aug 10, 2010 · Shelby Township, Mi
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••left May 2, 2022, registered Mar 16, 2022 (-47 days) · RIA to affiliated broker-dealer or bank
- C•• F•••••••• G••••• I••• to L•• F•••••••• L••left Aug 10, 2010, registered Jun 29, 2010 (-42 days) · Other
- C•• F•••••••• G••••• I••• to L•• F•••••••• L••left Dec 10, 2009, registered Jun 29, 2010 (201 days) · Other
Signals
- ••• LockedMay 2, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address