DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
D••••• R•• O••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as D••••• O••••
At current firm
2 y
since Mar 21, 2024
In the industry
42 y
since Aug 1, 1984 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Mar 21, 2024 · Rome, Ga
- O•• A••••••• L•• unclassifiedJul 19, 2016 to Nov 13, 2018 · Rome, Ga
- I•• A••••••• S••••••• I•• unclassifiedApr 11, 2003 to Jan 1, 2004 · Rome, Ga
Moves
a registration end followed by a registration begin elsewhere
- O•• A••••••• L•• to C••••• I••••••••• A••••••• L••left Nov 13, 2018, registered Mar 21, 2024 (1955 days) · Other · moved with a team
- I•• A••••••• S••••••• I•• to O•• A••••••• L••left Jan 1, 2004, registered Jul 19, 2016 (4583 days) · Other
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address