DFX Intelligence
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J•••••• M••• W•••••
Vice President/Investmentsat S•••••• N••••••• • C••••••• I•••••••••Dual registrant· Boca Raton, Fl IAPD 2263787
As of · the IAPD feed
- At current firm
- 15 y
- In the industry
- 33 y
- Prior registered firms
- 2
- Signals
- 0
since May 17, 2011
As of · the IAPD feed
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Professional profileWhat is shown hereOnly business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
title, designations and roles as the firm prints them
- Title
- Vice President/Investmentsreportedstifel.comfirm site, Sep 24, 2026
Registration history
IAPD current and previous registrations
- S•••••• N••••••• • C••••••• I••••••••• national BD currentsince May 17, 2011 · Boca Raton, Fl
- R•• C•••••• M••••••• L•• national BDOct 9, 2009 to Apr 28, 2011 · Fort Lauderdale, Fl
- J• B• H•••••• • C•• unclassifiedDec 8, 2006 to Oct 9, 2009 · Plantation, Fl
Moves
a registration end followed by a registration begin elsewhere
- R•• C•••••• M••••••• L•• to S•••••• N••••••• • C••••••• I•••••••••left Apr 28, 2011, registered May 17, 2011 (19 days) · Affiliated broker-dealer or bank to another
- J• B• H•••••• • C•• to R•• C•••••• M••••••• L••left Oct 9, 2009, registered Oct 9, 2009 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, the raw outside business text and any address in it, personal outside activities, branch street addressoutside businesses appear above as structured facts, reviewed, with a short quote