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Registered advisor

D••••• B•••• A••••••

L•• F•••••••• L••BD affiliatedBell Gardens, Ca dual registrantIAPD 2265693
Feed of 09/15/2026
Also filed as D•• A••••••
At current firm
23 y
since Mar 21, 2003
In the industry
28 y
since Dec 22, 1997 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
  • T•• E••••• M••••••••• G••••• I••• unclassified
    Apr 23, 2003 to Nov 6, 2009 · Valencia, Ca
Moves
a registration end followed by a registration begin elsewhere
  • T•• E••••• M••••••••• G••••• I••• to no registered destination
    left Nov 6, 2009 · Departure, no registered destination
Signals
No dated event on this person.
Transition signals

Mobility scoring is not published yet.

Provenance
Source
IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class
Broker-dealer affiliated wealth managerderived
Years in industry
28derivedfrom the earliest dated exam, employment or registration
Not published
disclosure flags, outside business text, branch street address