DFX Intelligence
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Registered advisor
C•••••••• P••••••••
Feed of 09/14/2026
Also filed as C•••••••• J•• W••••••••• W••••••••• P••••••••
At current firm
19 y
since May 14, 2007
In the industry
34 y
since Aug 11, 1992 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- O••••••••• • C•• I••• BD affiliated currentsince May 14, 2007 · Cincinnati, Oh
- K•••••• C•••••• M•••••• I••• unclassifiedMay 14, 1999 to Dec 8, 2006 · Cincinnati, Oh
Moves
a registration end followed by a registration begin elsewhere
- K•••••• C•••••• M•••••• I••• to O••••••••• • C•• I•••left Dec 8, 2006, registered May 14, 2007 (157 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address