DFX Intelligence
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Registered advisor
T••••• J••• B•••••
Feed of 09/15/2026
Also filed as T••••• B•••••
At current firm
17 y
since Jan 16, 2009
In the industry
33 y
since Oct 1, 1992 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•• C•••••• M••••••• L•• national BD currentsince Jan 16, 2009 · Wayzata, Mn
- U•• F•••••••• S••••••• I••• wirehouseAug 12, 2006 to Jan 27, 2009 · Minneapolis, Mn
- P•••• S•••••• • C•• institutionalApr 23, 2004 to Aug 12, 2006 · Minneapolis, Mn
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to R•• C•••••• M••••••• L••left Jan 27, 2009, registered Jan 16, 2009 (-11 days) · Wirehouse to affiliated broker-dealer or bank
- P•••• S•••••• • C•• to U•• F•••••••• S••••••• I•••left Aug 12, 2006, registered Aug 12, 2006 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address