DFX Intelligence
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J••• R••••• W••••••
Branch Manager, Sr. VP/Investmentsat S•••••• N••••••• • C••••••• I•••••••••Dual registrant· Bismarck, NdIAPD 2270632
As of · the IAPD feed; also filed as J••• W••••••
- At current firm
- 17 y
- In the industry
- 33 y
- Prior registered firms
- 2
- Signals
- 0
since Sep 11, 2009
As of · the IAPD feed; also filed as J••• W••••••
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Professional profileWhat is shown hereOnly business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
title, designations and roles as the firm prints them
- Title
- Branch Manager, Sr. VP/Investmentsreportedstifel.comfirm site, Sep 24, 2026
Registration history
IAPD current and previous registrations
- S•••••• N••••••• • C••••••• I••••••••• national BD currentsince Sep 11, 2009 · Bismarck, Nd
- U•• F•••••••• S••••••• I••• wirehouseAug 12, 2006 to Sep 11, 2009 · Weehawken, Nj
- P•••• S•••••• • C•• institutionalAug 28, 1996 to Aug 12, 2006 · Minneapolis, Mn
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to S•••••• N••••••• • C••••••• I•••••••••left Sep 11, 2009, registered Sep 11, 2009 (0 days) · corporate re-registration, not a move
- P•••• S•••••• • C•• to U•• F•••••••• S••••••• I•••left Aug 12, 2006, registered Aug 12, 2006 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, the raw outside business text and any address in it, personal outside activities, branch street addressoutside businesses appear above as structured facts, reviewed, with a short quote