DFX Intelligence
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Registered advisor
D••••• R••• B••••••••
C•••••••• I••••••••• R••••••• A•••••••• I•••BD affiliatedCorpus Christi, Tx dual registrantIAPD 2273587
Feed of 09/15/2026
Also filed as D••••• B••••••••• R• B••••••••
At current firm
17 y
since Aug 3, 2009
In the industry
34 y
since Sep 23, 1992 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Aug 3, 2009 · Corpus Christi, Tx
- M••••• S•••••• C••••••••• unclassifiedNov 12, 2003 to Aug 5, 2009 · Corpus Christi, Tx
- S••••• S••••••••• C••••••••• unclassifiedJan 2, 1998 to Nov 18, 2003 · Corpus Christi, Tx
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• C••••••••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Aug 5, 2009, registered Aug 3, 2009 (-2 days) · Other
- S••••• S••••••••• C••••••••• to M••••• S•••••• C•••••••••left Nov 18, 2003, registered Nov 12, 2003 (-6 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address