DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
A••••• D•••••• W••••••
Feed of 09/14/2026
Also filed as T••• W••••••
At current firm
6 y
since Feb 25, 2020
In the industry
35 y
since Jul 1, 1991 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Feb 25, 2020 · Huntsville, Tx
- O•••• W•••••• I••• BD affiliatedNov 2, 2018 to Dec 10, 2019 · Huntsville, Tx
- S••••••• I••••••••• I••• formerJun 14, 2017 to Nov 2, 2018 · Huntsville, Tx
Moves
a registration end followed by a registration begin elsewhere
- O•••• W•••••• I••• to C••••• I••••••••• A••••••• L••left Dec 10, 2019, registered Feb 25, 2020 (77 days) · Affiliated broker-dealer or bank to another
- S••••••• I••••••••• I••• to O•••• W•••••• I•••left Nov 2, 2018, registered Nov 2, 2018 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address