DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
D•••• L•• W••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as D•• L• W••••••
At current firm
17 y
since Sep 8, 2009
In the industry
33 y
since Oct 5, 1992 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Sep 8, 2009 · Valparaiso, In
- W••••••••• F•••••••• G••••• I••• unclassifiedJan 29, 2009 to Sep 8, 2009 · Valparaiso, In
- R••• S•••• C•• I••• unclassifiedFeb 25, 1999 to Dec 31, 2024 · Valparaiso, In
- O•••• W•••••• I••• BD affiliatedDec 8, 1998 to Feb 3, 2009 · Valparaiso, In
Moves
a registration end followed by a registration begin elsewhere
- R••• S•••• C•• I••• to L•• F•••••••• L••left Dec 31, 2024, registered Sep 8, 2009 (-5593 days) · Other
- W••••••••• F•••••••• G••••• I••• to L•• F•••••••• L••left Sep 8, 2009, registered Sep 8, 2009 (0 days) · corporate re-registration, not a move
- O•••• W•••••• I••• to R••• S•••• C•• I•••left Feb 3, 2009, registered Feb 25, 1999 (-3631 days) · Other
Signals
- ••• LockedDec 31, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address