DFX Intelligence
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Registered advisor
G•••• A••• W••••
Feed of 09/14/2026
At current firm
9 y
since Oct 11, 2016
In the industry
33 y
since Jan 26, 1993 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• W••••• M••••••••• A•• F•••••••• P••••••• L•• independent RIA currentsince Oct 11, 2016 · Longmont, Co
- G••••• F•••••••• S••••••••• formerJul 8, 1997 to Dec 31, 2016 · Denver, Co
Moves
a registration end followed by a registration begin elsewhere
- G••••• F•••••••• S••••••••• to W•••• W••••• M••••••••• A•• F•••••••• P••••••• L••left Dec 31, 2016, registered Oct 11, 2016 (-81 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address