DFX Intelligence
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Registered advisor
P••• T••••• F•••••••
C•••••••• I••••••••• R••••••• A•••••••• I•••BD affiliatedPunta Gorda, Fl dual registrantIAPD 2291370
Certified Financial Planner
Feed of 09/15/2026
At current firm
16 y
since Jan 20, 2010
In the industry
33 y
since Oct 20, 1992 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Jan 20, 2010 · Punta Gorda, Fl
- G•••••••• F••••••••• I•• unclassifiedDec 4, 2003 to Jan 25, 2010 · Tampa, Fl
- M•• I•••••••• S•••••••• L•• BD affiliatedJan 29, 2002 to Nov 19, 2003
Moves
a registration end followed by a registration begin elsewhere
- G•••••••• F••••••••• I•• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Jan 25, 2010, registered Jan 20, 2010 (-5 days) · Other
- M•• I•••••••• S•••••••• L•• to G•••••••• F••••••••• I••left Nov 19, 2003, registered Dec 4, 2003 (15 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address