DFX Intelligence
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Registered advisor
C•••••• D•••••• F•••••
Feed of 09/14/2026
Also filed as C••• F••••••••• F••••••••• F•••••
At current firm
1 y
since May 12, 2025
In the industry
33 y
since Sep 17, 1993 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- F••••• W••••• M••••••••• L•• state registered currentsince May 12, 2025 · North Palm Beach, Fl
- S•••••• N••••••• • C••••••• I••••••••• national BDJul 31, 2007 to May 15, 2017 · Palm Beach Gardens, Fl
- R••• B••• • C•• unclassifiedSep 14, 2005 to Jul 31, 2007 · Palm Beach Gardens, Fl
- M••••• S•••••• D• I••• unclassifiedSep 10, 1999 to Aug 29, 2005 · N. Palm Bch., Fl
Moves
a registration end followed by a registration begin elsewhere
- S•••••• N••••••• • C••••••• I••••••••• to F••••• W••••• M••••••••• L••left May 15, 2017, registered May 12, 2025 (2919 days) · Affiliated broker-dealer or bank to a state-registered adviser
- R••• B••• • C•• to S•••••• N••••••• • C••••••• I•••••••••left Jul 31, 2007, registered Jul 31, 2007 (0 days) · corporate re-registration, not a move
- M••••• S•••••• D• I••• to R••• B••• • C••left Aug 29, 2005, registered Sep 14, 2005 (16 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address