DFX Intelligence
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Registered advisor
J•••• O•••• S••••••
Feed of 09/14/2026
At current firm
8 y
since Mar 23, 2018
In the industry
33 y
since Aug 16, 1993 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Mar 23, 2018 · Cincinnati, Oh
- M•• I•••••••• S•••••••• L•• BD affiliatedMar 25, 2017 to Mar 26, 2018 · West Chester, Oh
- M•• F•••••••• S•••••••• I••• formerDec 7, 2005 to Mar 25, 2017 · Cincinnati, Oh
- B••• O•• S••••••••• C••••••••• unclassifiedMar 16, 2004 to Sep 16, 2004 · Bloomington, In
Moves
a registration end followed by a registration begin elsewhere
- M•• I•••••••• S•••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Mar 26, 2018, registered Mar 23, 2018 (-3 days) · Other
- M•• F•••••••• S•••••••• I••• to M•• I•••••••• S•••••••• L••left Mar 25, 2017, registered Mar 25, 2017 (0 days) · corporate re-registration, not a move
- B••• O•• S••••••••• C••••••••• to M•• F•••••••• S•••••••• I•••left Sep 16, 2004, registered Dec 7, 2005 (447 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address