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Registered advisor

S•••• A• H•••••••

S•••••• N••••••• • C••••••• I•••••••••national BDBellevue, Wadual registrantIAPD 2311328
Feed of 09/14/2026
Also filed as S•••• A••••• H•••••••
At current firm
17 y
since May 8, 2009
In the industry
33 y
since Jan 19, 1993 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Professional profile
title, designations and roles as the firm prints them
Title
First Vice President/Investmentsreportedstifel.comfirm site, Sep 24, 2026
Registration history
IAPD current and previous registrations
  • M••••• S•••••• • C•• L•• unclassified
    Apr 2, 2007 to May 11, 2009 · Bellevue, Wa
  • M••••• S•••••• D• I••• unclassified
    Nov 7, 1996 to Apr 2, 2007 · Bellevue, Wa
Moves
a registration end followed by a registration begin elsewhere
Signals
No dated event on this person.
Transition signals

Mobility scoring is not published yet.

Provenance
Source
IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class
National broker-dealer RIAderived
Years in industry
33derivedfrom the earliest dated exam, employment or registration
Not published
disclosure flags, outside business text, branch street address