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Registered advisor
T•••••• J•••• S•••••••
Feed of 09/14/2026
Also filed as T•• J•••• S•••••••
At current firm
17 y
since Mar 5, 2009
In the industry
33 y
since Apr 14, 1993 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- O••••••••• • C•• I••• BD affiliated currentsince Mar 5, 2009 · St. Louis, Mo
- C•••••••• G••••• M•••••• I••• BD affiliatedNov 1, 1995 to Mar 5, 2009 · St. Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- C•••••••• G••••• M•••••• I••• to O••••••••• • C•• I•••left Mar 5, 2009, registered Mar 5, 2009 (0 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address