DFX Intelligence
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T••• G•• J•••••••••
Registered advisorat C•••••••• I••••••••• R••••••• A•••••••• I•••Dual registrant· Houston, Tx IAPD 2327226
As of · the IAPD feed; also filed as T••• J•••••• P••••••••• G•• J••••••
- At current firm
- 16 y
- In the industry
- 33 y
- Prior registered firms
- 1
- Signals
- 1
since Aug 16, 2010
As of · the IAPD feed; also filed as T••• J•••••• P••••••••• G•• J••••••
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Aug 16, 2010 · Houston, Tx
- J••• C• J•••••• • C••• I••• unclassifiedJun 20, 2003 to Dec 12, 2023 · San Antonio, Tx
Moves
a registration end followed by a registration begin elsewhere
- J••• C• J•••••• • C••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Dec 12, 2023, registered Aug 16, 2010 (-4866 days) · Other
Signals
- ••• LockedDec 12, 2023 · Advisor changed firm · fact
Transition signals
No combined mobility score is published yet. The signals above are on record, each with its own history and base rate.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address