DFX Intelligence
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Feed of 09/14/2026
At current firm
1 y
since Jan 1, 2025
In the industry
33 y
since May 28, 1993 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- S•• BD affiliated currentsince Jan 1, 2025 · Mecosta, Mi
- A••••••••• F•••••••• S•••••••• L•• national BDOct 5, 2009 to Apr 23, 2015 · Livonia, Mi
- A••••••••• A•••••• S•••••••• I••• unclassifiedMay 18, 2007 to Oct 5, 2009 · Livonia, Mi
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to S••left Apr 23, 2015, registered Jan 1, 2025 (3541 days) · Affiliated broker-dealer or bank to another
- A••••••••• A•••••• S•••••••• I••• to A••••••••• F•••••••• S•••••••• L••left Oct 5, 2009, registered Oct 5, 2009 (0 days) · corporate re-registration, not a move
Signals
- ••• LockedSep 15, 2026 · Advisor registration ended · derived
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address