DFX Intelligence
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Registered advisor
W•••••• J•••• M••••••••
Feed of 09/14/2026
At current firm
4 y
since Jul 11, 2022
In the industry
33 y
since Apr 26, 1993 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Jul 11, 2022 · Hobe Sound, Fl
- O•••• W•••••• I••• BD affiliatedMay 19, 2016 to Jun 30, 2022 · Wilmington, De
Moves
a registration end followed by a registration begin elsewhere
- O•••• W•••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Jun 30, 2022, registered Jul 11, 2022 (11 days) · Affiliated broker-dealer or bank to another
Signals
- ••• LockedJun 30, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address