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Registered advisor
R••••• C••••••• S••••••
Feed of 09/14/2026
Also filed as R••••• B••••••••• C••••••• B••••••••• S••••••••• S••••••••• C••••••• S••••••
At current firm
0 y
since Feb 13, 2026
In the industry
23 y
since Jul 22, 2003 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- U••• B•••••• A•••••••• L•• BD affiliated currentsince Feb 13, 2026 · Cincinnati, Oh
- U••• B•••••• I••••••••• I••• formerJul 27, 2006 to Feb 13, 2026 · Hopkinsville, Ky
- C•••• I••••••••• S••••••• C•••• formerJul 6, 2005 to Jun 19, 2006 · Williamsburg, Oh
- B••• O•• S••••••••• C••••••••• unclassifiedApr 27, 2005 to Jul 6, 2005 · Trenton, Oh
Moves
a registration end followed by a registration begin elsewhere
- U••• B•••••• I••••••••• I••• to U••• B•••••• A•••••••• L••left Feb 13, 2026, registered Feb 13, 2026 (0 days) · corporate re-registration, not a move
- C•••• I••••••••• S••••••• C•••• to U••• B•••••• I••••••••• I•••left Jun 19, 2006, registered Jul 27, 2006 (38 days) · Other
- B••• O•• S••••••••• C••••••••• to C•••• I••••••••• S••••••• C••••left Jul 6, 2005, registered Jul 6, 2005 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address