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Registered advisorat C•••••••• I••••••••• R••••••• A•••••••• I•••Dual registrant· Bryan, OhIAPD 2348811
As of · the IAPD feed
- At current firm
- 15 y
- In the industry
- 28 y
- Prior registered firms
- 2
- Signals
- 0
since Nov 5, 2010
As of · the IAPD feed
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Nov 5, 2010 · Bryan, Oh
- N•• A•••••••• I••• unclassifiedMar 6, 2008 to Nov 2, 2010 · Bryan, Oh
- N•• F••••••••• I••• unclassifiedJan 14, 2003 to Oct 20, 2008 · Bryan, Oh
Moves
a registration end followed by a registration begin elsewhere
- N•• A•••••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Nov 2, 2010, registered Nov 5, 2010 (3 days) · Other
- N•• F••••••••• I••• to N•• A•••••••• I•••left Oct 20, 2008, registered Mar 6, 2008 (-228 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address