DFX Intelligence
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Registered advisor
M•••••• H••••• R•••••••••
Feed of 09/14/2026
At current firm
19 y
since Jun 14, 2007
In the industry
33 y
since Aug 6, 1993 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- O••••••••• • C•• I••• BD affiliated currentsince Jun 14, 2007 · Los Angeles, Ca
- R•• C•••••• M••••••• L•• national BDFeb 7, 2003 to Jun 22, 2007 · Beverly Hills, Ca
- P••••••••• E••••• G••••• L•• unclassifiedMar 1, 2000 to Feb 20, 2003 · Los Angeles, Ca
Moves
a registration end followed by a registration begin elsewhere
- R•• C•••••• M••••••• L•• to O••••••••• • C•• I•••left Jun 22, 2007, registered Jun 14, 2007 (-8 days) · Other
- P••••••••• E••••• G••••• L•• to R•• C•••••• M••••••• L••left Feb 20, 2003, registered Feb 7, 2003 (-13 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address