DFX Intelligence
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Registered advisor
S•••• B•••••• A•••••••
Feed of 09/14/2026
At current firm
2 y
since Mar 21, 2024
In the industry
33 y
since Jun 21, 1993 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Mar 21, 2024 · Eagle, Id
- I•••••••• C•••••• A••••••• formerJan 10, 2005 to Oct 3, 2016 · Lynnfield, Ma
- E•••••• P•••• A••••••• I••• unclassifiedFeb 5, 2004 to Dec 31, 2004
Moves
a registration end followed by a registration begin elsewhere
- I•••••••• C•••••• A••••••• to C••••• I••••••••• A••••••• L••left Oct 3, 2016, registered Mar 21, 2024 (2726 days) · corporate re-registration, not a move
- E•••••• P•••• A••••••• I••• to I•••••••• C•••••• A•••••••left Dec 31, 2004, registered Jan 10, 2005 (10 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address