DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
P••• S•••• R•••••
As of · the IAPD feed
- At current firm
- 21 y
- In the industry
- 33 y
- Prior registered firms
- 1
- Signals
- 0
since Oct 26, 2004
As of · the IAPD feed
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Professional profileWhat is shown hereOnly business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
title, designations and roles as the firm prints them
- Title
- Branch Managerreportedstifel.comfirm site, Sep 24, 2026
Registration history
IAPD current and previous registrations
- S•••••• N••••••• • C••••••• I••••••••• national BD currentsince Oct 26, 2004 · Nashville, Tn
- P••••••••• unclassifiedDec 5, 2003 to Nov 1, 2004 · Nashville, Tn
Moves
a registration end followed by a registration begin elsewhere
- P••••••••• to S•••••• N••••••• • C••••••• I•••••••••left Nov 1, 2004, registered Oct 26, 2004 (-6 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address