DFX Intelligence
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Feed of 09/15/2026
Also filed as R••••• T•••••• H•••••••• H••••
At current firm
7 y
since Sep 23, 2019
In the industry
32 y
since Oct 20, 1993 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S•• BD affiliated currentsince Sep 23, 2019 · Ann Arbor, Mi
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedMar 4, 2010 to Sep 25, 2019 · Grosse Pointe Farms, Mi
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedJun 29, 2009 to Dec 31, 2009 · Grosse Pointe Farms, Mi
- A••••••••• A•••••• S•••••••• I••• unclassifiedFeb 14, 2005 to Dec 19, 2007 · Troy, Mi
Moves
a registration end followed by a registration begin elsewhere
- C•••••••• I••••••••• R••••••• A•••••••• I••• to S••left Sep 25, 2019, registered Sep 23, 2019 (-2 days) · Affiliated broker-dealer or bank to another
- A••••••••• A•••••• S•••••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Dec 19, 2007, registered Jun 29, 2009 (558 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address