DFX Intelligence
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Feed of 09/14/2026
Also filed as J•• R•••
At current firm
7 y
since Oct 8, 2018
In the industry
32 y
since Jan 17, 1994 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••• L•• BD affiliated currentsince Oct 8, 2018 · Tyler, Tx
- C••••• A•••••• N••••••• L•• formerMar 22, 2019 to Oct 14, 2019 · Tyler, Tx
- L•• F•••••••• L•• BD affiliatedJul 12, 2007 to Oct 17, 2018 · Addison, Tx
- A••••••••• F•••••••• S•••••••• L•• national BDJan 28, 1994 to Jul 18, 2007 · Tyler, Tx
Moves
a registration end followed by a registration begin elsewhere
- C••••• A•••••• N••••••• L•• to no registered destinationleft Oct 14, 2019 · Departure, no registered destination
- L•• F•••••••• L•• to C••• L••left Oct 17, 2018, registered Oct 8, 2018 (-9 days) · RIA to RIA
- A••••••••• F•••••••• S•••••••• L•• to L•• F•••••••• L••left Jul 18, 2007, registered Jul 12, 2007 (-6 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address