DFX Intelligence
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Registered advisor
K••••••• A•• C••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as K••••••• A•• A••••••••• A• C••••••••• C••••••••• A• C••••••
At current firm
6 y
since Jul 1, 2020
In the industry
33 y
since Aug 18, 1993 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Jul 1, 2020 · Panama City, Fl
- R•••••• J•••• • A••••••••• I••• national BDFeb 13, 2013 to Jul 1, 2020 · Panama City, Fl
- M••••• K••••• • C••••••• L•• formerFeb 13, 2007 to Feb 13, 2013 · Panama City, Fl
- A•••••• I••••••••• M••••••••• C•••••• L•• unclassifiedJul 10, 2003 to Feb 20, 2007 · Birmingham, Al
- A•••••• I••••••••• S•••••••• I••• unclassifiedJan 30, 2003 to Jul 18, 2003 · Lynn Haven, Fl
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• • A••••••••• I••• to A••••••••• F•••••••• S•••••••• L••left Jul 1, 2020, registered Jul 1, 2020 (0 days) · Affiliated broker-dealer or bank to another · moved with a team
- M••••• K••••• • C••••••• L•• to R•••••• J•••• • A••••••••• I•••left Feb 13, 2013, registered Feb 13, 2013 (0 days) · corporate re-registration, not a move
- A•••••• I••••••••• M••••••••• C•••••• L•• to M••••• K••••• • C••••••• L••left Feb 20, 2007, registered Feb 13, 2007 (-7 days) · corporate re-registration, not a move
- A•••••• I••••••••• S•••••••• I••• to A•••••• I••••••••• M••••••••• C•••••• L••left Jul 18, 2003, registered Jul 10, 2003 (-8 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address