DFX Intelligence
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Registered advisor
W•••••• E••• J••••
Feed of 09/15/2026
Also filed as B••• J••••••••• E••• J••••••••• J••••
At current firm
3 y
since Aug 7, 2023
In the industry
32 y
since Nov 22, 1993 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- R•• C•••••• M••••••• L•• national BD currentsince Aug 7, 2023 · Marietta, Oh
- U•• F•••••••• S••••••• I••• wirehouseMay 15, 2012 to Aug 15, 2023 · Columbus, Oh
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseFeb 17, 2004 to May 17, 2012 · Vienna, Wv
- L••• M•••• W••• W•••••• I••••••••• unclassifiedJun 22, 1999 to Feb 24, 2004 · Parkersburg, Wv
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to R•• C•••••• M••••••• L••left Aug 15, 2023, registered Aug 7, 2023 (-8 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to U•• F•••••••• S••••••• I•••left May 17, 2012, registered May 15, 2012 (-2 days) · Wirehouse to wirehouse
- L••• M•••• W••• W•••••• I••••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Feb 24, 2004, registered Feb 17, 2004 (-7 days) · Other
Signals
- ••• LockedAug 15, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address