DFX Intelligence
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Feed of 09/15/2026
At current firm
17 y
since Aug 24, 2009
In the industry
35 y
since Jun 1, 1991 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S•• BD affiliated currentsince Aug 24, 2009 · Toledo, Oh
- M••••• S•••••• C••••••••• unclassifiedJun 21, 2004 to Aug 24, 2009 · Toledo, Oh
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• C••••••••• to S••left Aug 24, 2009, registered Aug 24, 2009 (0 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address