DFX Intelligence
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Registered advisor
K••• B•••• C•••••••••
Feed of 09/14/2026
At current firm
21 y
since Jun 1, 2005
In the industry
32 y
since Nov 8, 1993 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- E•••••••• A•••••••• L•• national BD currentsince Jun 1, 2005 · Salt Lake City, Ut
- M••• S••••••••• C••••••••• unclassifiedMay 15, 1995 to Jun 1, 2005 · Salt Lake City, Ut
Moves
a registration end followed by a registration begin elsewhere
- M••• S••••••••• C••••••••• to E•••••••• A•••••••• L••left Jun 1, 2005, registered Jun 1, 2005 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address