DFX Intelligence
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Registered advisor
S•••• J• W•••
Feed of 09/14/2026
Also filed as S•••• J• W••••••••• J• W••••••••• J•••• W•••
At current firm
13 y
since Jun 4, 2013
In the industry
27 y
since May 3, 1999 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Professional profileWhat is shown hereOnly business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
title, designations and roles as the firm prints them
- Title
- Vice Presidentreporteddrhinvestments.comfirm site, Sep 16, 2026
Registration history
IAPD current and previous registrations
- D•• I••••••••• I••• independent RIA currentsince Jun 4, 2013 · Thousand Oaks, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJun 22, 2011 to Jan 29, 2013 · Los Angeles, Ca
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to D•• I••••••••• I•••left Jan 29, 2013, registered Jun 4, 2013 (126 days) · Wirehouse to independent RIA
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address