DFX Intelligence
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Registered advisor
J••••••• L•• A••••
Feed of 09/14/2026
Also filed as J•• A••••••••• L• A••••••••• L•• A••••
At current firm
24 y
since Jul 19, 2002
In the industry
32 y
since Feb 4, 1994 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Jul 19, 2002 · Folsom, Ca
- P••••••••• E••••• G••••• L•• unclassifiedMay 4, 2000 to Jul 31, 2002 · Roseville, Ca
Moves
a registration end followed by a registration begin elsewhere
- P••••••••• E••••• G••••• L•• to L•• F•••••••• L••left Jul 31, 2002, registered Jul 19, 2002 (-12 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address