DFX Intelligence
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Registered advisor
D••••• B••••
Feed of 09/14/2026
Also filed as D••••• W••••••••• B••••••••• B••••
At current firm
17 y
since Dec 9, 2008
In the industry
32 y
since Apr 5, 1994 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- U•• F•••••••• S••••••• I••• wirehouse currentsince Dec 9, 2008 · Ft. Lauderdale, Fl
- C•••••••• G••••• M•••••• I••• BD affiliatedApr 5, 1994 to Dec 15, 2008 · Fort Lauderdale, Fl
Moves
a registration end followed by a registration begin elsewhere
- C•••••••• G••••• M•••••• I••• to U•• F•••••••• S••••••• I•••left Dec 15, 2008, registered Dec 9, 2008 (-6 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address