B•••• R•••••• R•••••• D•••••

Feed of 09/14/2026

Also filed as B•••• R• D•••••

At current firm

10 y

since Apr 15, 2016

In the industry

32 y

since Aug 31, 1994 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

T••••••••• F•••••••• A•••••••• L•• BD affiliated
Sep 4, 2009 to Apr 28, 2016 · Overland Park, Ks
T••••••••• F•••••••• A•••••••• I••• unclassified
Feb 21, 2006 to Sep 4, 2009 · Overland Park, Ks
M•• I•••••••• S•••••••• L•• BD affiliated
May 26, 2004 to Feb 8, 2006 · Overland Park, Ks
T••••••••• F•••••••• A•••••••• I••• unclassified
Feb 18, 2004 to May 17, 2004 · Kansas City, Mo

Moves

a registration end followed by a registration begin elsewhere

T••••••••• F•••••••• A•••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••
left Apr 28, 2016, registered Apr 15, 2016 (-13 days) · corporate re-registration, not a move
T••••••••• F•••••••• A•••••••• I••• to T••••••••• F•••••••• A•••••••• L••
left Sep 4, 2009, registered Sep 4, 2009 (0 days) · corporate re-registration, not a move
M•• I•••••••• S•••••••• L•• to T••••••••• F•••••••• A•••••••• I•••
left Feb 8, 2006, registered Feb 21, 2006 (13 days) · Other
T••••••••• F•••••••• A•••••••• I••• to M•• I•••••••• S•••••••• L••
left May 17, 2004, registered May 26, 2004 (9 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 32derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address