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A••••• A••••• S••••••••
Managing Director/Investmentsat S•••••• N••••••• • C••••••• I•••••••••Dual registrant· Naples, Fl IAPD 2463637
As of · the IAPD feed; also filed as A••••• S••••••••• A••••• S••••••••
- At current firm
- 5 y
- In the industry
- 32 y
- Prior registered firms
- 2
- Signals
- 0
since Jul 9, 2021
As of · the IAPD feed; also filed as A••••• S••••••••• A••••• S••••••••
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Professional profileWhat is shown hereOnly business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
title, designations and roles as the firm prints them
- Title
- Managing Director/Investmentsreportedstifel.comfirm site, Sep 24, 2026
Registration history
IAPD current and previous registrations
- S•••••• N••••••• • C••••••• I••••••••• national BD currentsince Jul 9, 2021 · Southfield, Mi
- A••••••••• F•••••••• S•••••••• L•• national BDOct 5, 2009 to Jun 30, 2021 · Brownstown Township, Mi
- A••••••••• A•••••• S•••••••• I••• unclassifiedAug 15, 2007 to Oct 5, 2009 · Brownstown Township, Mi
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to S•••••• N••••••• • C••••••• I•••••••••left Jun 30, 2021, registered Jul 9, 2021 (9 days) · Affiliated broker-dealer or bank to another
- A••••••••• A•••••• S•••••••• I••• to A••••••••• F•••••••• S•••••••• L••left Oct 5, 2009, registered Oct 5, 2009 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address