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S•••••• T•••••• H•••••••••
Registered advisorat C•••••••• I••••••••• R••••••• A•••••••• I•••Dual registrant· Mchenry, IlIAPD 2464583
As of · the IAPD feed; also filed as S•••••• T• D••••••••• T• H••••••••• H••••••••• T•••••• H•••••••••
- At current firm
- 8 y
- In the industry
- 20 y
- Prior registered firms
- 2
- Signals
- 0
since Mar 19, 2018
As of · the IAPD feed; also filed as S•••••• T• D••••••••• T• H••••••••• H••••••••• T•••••• H•••••••••
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Mar 19, 2018 · Mchenry, Il
- L•• F•••••••• L•• BD affiliatedNov 2, 2010 to May 3, 2016 · Fort Mill, Sc
- U•••• F•••••••• S••••••• G••••• I••• unclassifiedNov 12, 2007 to Nov 2, 2010 · Mchenry, Il
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••left May 3, 2016, registered Mar 19, 2018 (685 days) · Other
- U•••• F•••••••• S••••••• G••••• I••• to L•• F•••••••• L••left Nov 2, 2010, registered Nov 2, 2010 (0 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address