DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
P••• N••••••• P••••••
Feed of 09/15/2026
At current firm
16 y
since Feb 8, 2010
In the industry
32 y
since Aug 3, 1994 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- F•••• T•••• S••••••••• I••• BD affiliated currentsince Feb 8, 2010 · Howell, Mi
- C•••• I••••••••• S••••••• C•••• formerJul 6, 2005 to Oct 11, 2005 · Chicago, Il
- B••• O•• S••••••••• C••••••••• unclassifiedJul 6, 2004 to Jul 6, 2005 · Ann Arbor, Mi
Moves
a registration end followed by a registration begin elsewhere
- C•••• I••••••••• S••••••• C•••• to F•••• T•••• S••••••••• I•••left Oct 11, 2005, registered Feb 8, 2010 (1581 days) · Other
- B••• O•• S••••••••• C••••••••• to C•••• I••••••••• S••••••• C••••left Jul 6, 2005, registered Jul 6, 2005 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address