DFX Intelligence
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Registered advisor
A••••• S•• S•••••••
Feed of 09/14/2026
At current firm
23 y
since Jul 8, 2003
In the industry
32 y
since Sep 7, 1994 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Jul 8, 2003 · Omaha, Ne
- W•••••• • R••• formerJul 31, 1997 to Jun 19, 2003 · Omaha, Ne
Moves
a registration end followed by a registration begin elsewhere
- W•••••• • R••• to L•• F•••••••• L••left Jun 19, 2003, registered Jul 8, 2003 (19 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address