DFX Intelligence
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Registered advisor
B••••••• A•••••• O••••••
Feed of 09/15/2026
Also filed as B••• O••••••
At current firm
16 y
since Jul 29, 2010
In the industry
32 y
since Jun 28, 1994 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Jul 29, 2010 · Whippany, Nj
- C••••• A•••••• N••••••• L•• formerNov 15, 2007 to Jul 29, 2010 · Florham Park, Nj
Moves
a registration end followed by a registration begin elsewhere
- C••••• A•••••• N••••••• L•• to L•• F•••••••• L••left Jul 29, 2010, registered Jul 29, 2010 (0 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address