DFX Intelligence
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Registered advisor
M••• H•••• B••••
Feed of 09/14/2026
At current firm
2 y
since Sep 10, 2024
In the industry
32 y
since Jul 20, 1994 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- B•••• F•••••••• S•••••••• I••• independent RIA currentsince Sep 10, 2024 · Newport Beach, Ca
- L•• F•••••••• L•• BD affiliatedJan 24, 2002 to Dec 31, 2024 · Newport Beach, Ca
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to B•••• F•••••••• S•••••••• I•••left Dec 31, 2024, registered Sep 10, 2024 (-112 days) · Affiliated broker-dealer or bank to a newly registered adviser
Signals
- ••• LockedDec 31, 2024 · Advisor changed firm · fact
Transition signals
No combined mobility score is published yet. The signals above are on record, each with its own history and base rate.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address