DFX Intelligence
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Registered advisor
M••• W•••••• M••••••
Chartered Financial Consultant
Feed of 09/15/2026
At current firm
16 y
since Sep 1, 2010
In the industry
26 y
since Jun 14, 2000 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S•• BD affiliated currentsince Sep 1, 2010 · Ann Arbor, Mi
- M•• F•••••••• S•••••••• I••• formerJul 18, 2005 to Sep 21, 2010 · Shelton, Ct
- E•••••••• A•••••••• L•• national BDApr 1, 2005 to Jul 18, 2005 · Milford, Ct
Moves
a registration end followed by a registration begin elsewhere
- M•• F•••••••• S•••••••• I••• to S••left Sep 21, 2010, registered Sep 1, 2010 (-20 days) · Other
- E•••••••• A•••••••• L•• to M•• F•••••••• S•••••••• I•••left Jul 18, 2005, registered Jul 18, 2005 (0 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address