DFX Intelligence
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Registered advisor
D••• V••••••• J••••
Feed of 09/14/2026
Also filed as D••• V• H••••••••• V••••••• J••••••••• V••••••• H••••••••• V••••••• J•••••
At current firm
18 y
since Sep 10, 2008
In the industry
22 y
since Aug 25, 2004 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S•••••• N••••••• • C••••••• I••••••••• national BD currentsince Sep 10, 2008 · Rutland, Vt
- R•• C•••••• M••••••• L•• national BDAug 30, 2005 to Sep 2, 2008 · Manchester, Vt
Moves
a registration end followed by a registration begin elsewhere
- R•• C•••••• M••••••• L•• to S•••••• N••••••• • C••••••• I•••••••••left Sep 2, 2008, registered Sep 10, 2008 (8 days) · Affiliated broker-dealer or bank to another
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address