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K••••••• D••••••• R•••••
Registered advisorat S•••••• N••••••• • C••••••• I•••••••••Dual registrant· St. Louis, MoIAPD 2517457
As of · the IAPD feed; also filed as K••••••• D• R•••••
- At current firm
- 17 y
- In the industry
- 19 y
- Prior registered firms
- 1
- Signals
- 0
since Aug 4, 2009
As of · the IAPD feed; also filed as K••••••• D• R•••••
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Registration history
IAPD current and previous registrations
- S•••••• N••••••• • C••••••• I••••••••• national BD currentsince Aug 4, 2009 · St. Louis, Mo
- L•• F•••••••• L•• BD affiliatedMar 3, 2008 to Mar 26, 2009 · San Diego, Ca
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to S•••••• N••••••• • C••••••• I•••••••••left Mar 26, 2009, registered Aug 4, 2009 (131 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address