W•••••• L••• P•••••

Feed of 09/14/2026

Also filed as D••• P•••••

At current firm

12 y

since Nov 12, 2013

In the industry

32 y

since Aug 5, 1994 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

R•••••• J•••• • A••••••••• I••• national BD
Feb 13, 2013 to Nov 25, 2013 · Nashville, Tn
M••••• K••••• • C••••••• L•• former
Feb 13, 2007 to Feb 13, 2013 · Nashville, Tn
A•••••• I••••••••• M••••••••• C•••••• L•• unclassified
Jul 10, 2003 to Feb 20, 2007 · Madison, Tn
A•••••• I••••••••• S•••••••• I••• unclassified
Feb 7, 2003 to Sep 30, 2003 · Nashville, Tn

Moves

a registration end followed by a registration begin elsewhere

R•••••• J•••• • A••••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Nov 25, 2013, registered Nov 12, 2013 (-13 days) · Affiliated broker-dealer or bank to wirehouse
M••••• K••••• • C••••••• L•• to R•••••• J•••• • A••••••••• I•••
left Feb 13, 2013, registered Feb 13, 2013 (0 days) · corporate re-registration, not a move
A•••••• I••••••••• M••••••••• C•••••• L•• to M••••• K••••• • C••••••• L••
left Feb 20, 2007, registered Feb 13, 2007 (-7 days) · corporate re-registration, not a move
A•••••• I••••••••• S•••••••• I••• to A•••••• I••••••••• M••••••••• C•••••• L••
left Sep 30, 2003, registered Jul 10, 2003 (-82 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 32derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address