DFX Intelligence
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Registered advisor
D•••• P•••••• K•••••
Feed of 09/14/2026
Also filed as D•••• P•••••• K••••••••• P•••••• K•••••
At current firm
16 y
since Sep 25, 2009
In the industry
31 y
since Mar 10, 1995 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Professional profileWhat is shown hereOnly business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
title, designations and roles as the firm prints them
- Title
- Financial Advisorreportedstifel.comfirm site, Sep 24, 2026
Registration history
IAPD current and previous registrations
- S•••••• N••••••• • C••••••• I••••••••• national BD currentsince Sep 25, 2009 · Canfield, Oh
- U•• F•••••••• S••••••• I••• wirehouseAug 9, 2006 to Sep 25, 2009 · Weehawken, Nj
- C•••• I••••••••• S••••••• C•••• formerJul 6, 2005 to Aug 7, 2006 · Canfield, Oh
- B••• O•• S••••••••• C••••••••• unclassifiedNov 4, 2004 to Jul 6, 2005 · Canfield, Oh
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to S•••••• N••••••• • C••••••• I•••••••••left Sep 25, 2009, registered Sep 25, 2009 (0 days) · corporate re-registration, not a move
- C•••• I••••••••• S••••••• C•••• to U•• F•••••••• S••••••• I•••left Aug 7, 2006, registered Aug 9, 2006 (2 days) · Other
- B••• O•• S••••••••• C••••••••• to C•••• I••••••••• S••••••• C••••left Jul 6, 2005, registered Jul 6, 2005 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address