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RIA Intelligence

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Registered advisor

R••••• A••••• W••••••

S••BD affiliatedAnn Arbor, Mi dual registrantIAPD 2530624
Certified Financial Planner · Chartered Financial Consultant
Feed of 09/14/2026
Also filed as R•• W••••••
At current firm
17 y
since Jan 12, 2009
In the industry
37 y
since May 1, 1989 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
  • S•• BD affiliated current
    since Jan 12, 2009 · Baltimore, Md
  • S•• BD affiliated
    Jan 3, 2007 to Dec 31, 2007 · Baltimore, Md
  • A••••••• G•••••• S••••••••• I••••••••• unclassified
    Mar 2, 2001 to Nov 14, 2002 · Baltimore, Md
Moves
a registration end followed by a registration begin elsewhere
  • A••••••• G•••••• S••••••••• I••••••••• to S••
    left Nov 14, 2002, registered Jan 3, 2007 (1511 days) · Other
Signals
No dated event on this person.
Transition signals

Mobility scoring is not published yet.

Provenance
Source
IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class
Broker-dealer affiliated wealth managerderived
Years in industry
37derivedfrom the earliest dated exam, employment or registration
Not published
disclosure flags, outside business text, branch street address